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Rule Change to Delete NYSE Rule 346 and Adopt NYSE Rule 3270

SEC Release No. 34-64131 [SR-NYSE-2011-12]

March 28, 2011

The SEC declared immediately effective an NYSE proposal to delete NYSE Rule 346 and adopt new Rule 3270 to correspond with certain rule changes from FINRA. The change relates to FINRA's adoption of new FINRA Rule 3270 regarding outside business activities of registered persons.

Cross References

NYSE Rule 346

FINRA Rule 3270

SEC Release No. 34-62762 (approving FINRA rule proposal)

Tags

Regulated Activities
Employee Matters
Sub-Activity
Outside Business Activities / Private Securities Transactions
Jurisdiction
US - Federal