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NASAA Establishes COVID-19 Update Center

The North American Securities Administrators Association ("NASAA") created an online repository of regulatory updates issued as a result of the COVID-19 outbreak.

According to NASAA, the COVID-19 Update Center collects and displays recent updates from state and provincial securities regulators, such as extended deadlines, temporary relief, and investor advisories.

Primary Sources

  1. NASAA Press Release: NASAA Outlines Steps State Securities Regulators are Taking to Provide Temporary Regulatory Relief Amid COVID-19 Pandemic
  2. COVID-19 Update Center

Tags

Regulated Activities
Business Continuity
Sub-Activity
Coronavirus
Regulated Entities
Adviser / CTA / CPO Broker-Dealers
Body of Law
Securities Law
Jurisdiction
States
Organization
Regulators' Associations
Sub-Author
NASAA