Immediately Effective Securities SRO Rule Changes
New SRO rules and rule proposals have been announced by the SEC. Click on the links below to view the SEC's notices of each rule change and proposal.
- BATS: Effective Immediately - Rule Change Related to Fees for Use of BATS Exchange, Inc. (See also: Exhibit 5)
- BATS: Effective Immediately - Rule Change Related to Fees for Use of BATS Exchange, Inc. (See also: Exhibit 5)
- CBOE: Effective Immediately - Rule Change to Amend Order Type and Auction Rules in Advance of Mini-Option Launch (See also: Exhibit 5)
- NASDAQ: Effective Immediately - Rule Change Relating to Fees and Rebates for Mini Options (See also: Exhibit 5)