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Commodity Pool Operators and Commodity Trading Advisors: Compliance Obligations; Correction

77 FR 17328

CFTC Release 77 FR 11252 from Friday, February 24, 2012 is being partially republished due to numerous errors.

Cross References: 77 FR 11252; 76 FR 7976; Rule 4.5; Rule 4.7; Rule 4.13; Rule 4.14; Rule 4.24; Rule 4.27; Rule 4.34; Dodd-Frank Sections 404 406; Lofchie's Guide to CPO/CTA Regulation: Chapters 3 4, Registration, Chapter 5, Reporting.

Tags

Regulated Activities
Registration Requirement
Regulated Entities
FCMs and IBs, Floor Brokers Adviser / CTA / CPO Investment Funds (SEC Exempt)
Sub-Entity
CFTC Rules 4.13 and 4.14
Body of Law
CEA Regulation
Jurisdiction
US - Federal