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SEC Issues "What If" Guidance in Case of Government Shutdown

The SEC Division of Corporation Finance issued guidance on Division activities in the event of a government shutdown.

According to the question and answer document, during a shutdown, EDGAR will accept registration statements, offering statements and other filings. The Division will not declare registration statements effective nor qualify Form 1-A offering statements.

Primary Sources

  1. SEC: Announcement: Division of Corporation Finance Actions In Advance of a Potential Government Shutdown

Tags

Regulated Entities
Regulatory Agencies
Body of Law
Securities Law
Jurisdiction
US - Federal
Organization
SEC
Sub-Author
SEC Corp. Fin.