Receive our daily newsletter

NFA Provides Reporting Relief for CPOs and CTAs

NFA extended CPO and CTA reporting deadlines in light of challenges posed by COVID-19. The NFA action is based on similar relief granted by the CFTC earlier this week.

NFA extended CPO and CTA reporting deadlines, consistent with the time periods set forth in the CFTC relief, with respect to:

  • NFA Compliance Rule 2-46, to extend the due date for (i) CPOs to file the December 31, 2019 NFA Form PQR until May 15, 2020 and the Q1 2020 NFA Form PQR until July 15, 2020, and (ii) CTAs to file NFA Form PR for Q1 2020 until June 30, 2020; and

  • NFA Compliance Rule 2-13, to permit CPOs to (i) file pool annual reports, and (ii) provide periodic account statements to pool participants, in accordance with the time periods set forth in the CFTC relief.

Related Articles

Tags

Related Searches: 
Activities: 
Regulated Entities: 
Body of Law: 
Jurisdiction: 
Organization: