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MFA Publishes Monthly Policy Brief Newsletter

The MFA released the latest edition of its monthly newsletter, MFA Policy Brief. The following items of regulatory interest are included:

  • The MFA's comment letter to the SEC on proposed capital, margin and segregation rules.
  • An update on developments surrounding financial transaction tax proposals in the European Union and the U.S.
  • An MFA piece regarding key provisions in the Jumpstart Our Business Startups ("JOBS") Act designed to remove the general solicitation ban covering private offerings.
  • MFA President and CEO Richard H. Baker's comments on Foreign Account Tax Compliance Act ("FATCA").

Click here to view newsletter in full (links externally to MFA website).

Tags

Regulated Activities
Distribution Procedures
Sub-Activity
Private Placements; SA Section 4(a)(2)
Regulated Entities
Adviser / CTA / CPO Investment Funds (SEC Exempt)
Body of Law
CEA Regulation Securities Law Tax
Jurisdiction
US - Federal