March 16, 2016 SEC Permits Purchases apart from Tender Offer The SEC granted no-action relief to an ETF from the tender offer restrictions in Exchange Act Rule 14e-5 in connection with transactions in the ETF shares. Primary Sources No-Action Letter Regarding iShares MSCI Frontier 100 ETF Premium Content Available only to Premium subscribers. SEA Rule 14e-5: Prohibiting Purchases Outside of a Tender Offer. Tags Regulated Activities Exchange and Tender Offers Regulated Entities Investment Funds (SEC Registered) Sub-Entity ETFs Body of Law Securities Law Jurisdiction US - Federal Organization SEC
Regulated Activities Exchange and Tender Offers Regulated Entities Investment Funds (SEC Registered) Sub-Entity ETFs Body of Law Securities Law Jurisdiction US - Federal Organization SEC