Reg. Tracker: March 16 to March 31

The Cabinet Regulatory Tracker is a list of effective dates, comment deadlines, expiration dates, reporting deadlines and compliance dates. Click on the links below to view deadlines from March 16, 2021 to March 31, 2021.

Effective Dates

• March 16: SEC - Disclosure of Payments by Resource Extraction Issuers

• March 25: FINRA - TBA Margin Requirements

• March 26: NCUA - Joint Ownership Share Accounts

• March 29: FRB - Netting Eligibility for Financial Institutions

Comment Deadlines

• March 22: SEC - Rule 144 Holding Period and Form 144 Filings

• March 29: FinCEN - Requirements for Certain Transactions Involving Convertible Virtual Currency or Digital Assets

• March 29: NCUA - Credit Union Service Organizations (CUSOs)

Expiration Date

• March 31: Comptroller, FDIC, Fed. Res. Board / Banks - Regulatory Capital Rule: Temporary Exclusion of U.S. Treasury Securities and Deposits at Federal Reserve Banks From the Supplementary Leverage Ratio for Depository Institutions

Reporting Deadline

• March 31: FINRA - Temporary Extension of Office Inspection Deadline

Compliance Date

• March 31: CFTC - CFTC Letter 20-28

For general information about the Cabinet, or for information about individual and enterprise membership pricing, please contact William Sadd.