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MSRB Specifies Criteria for Designating Participants in Business Continuity and Disaster Recovery Testing

The MSRB specified criteria for designating participants in the next required testing of the MSRB's business continuity / disaster recovery (BC/DR) plans. The designated participants will be firms that account for the most activity in specific transaction or market segments. The MSRB will notify designated participants that are obligated to take part in the testing.

Primary Sources

  1. MSRB Notice 2019-09: Designation Information regarding Mandatory Participation in Business Continuity and Disaster Recovery Testing

Tags

Regulated Products
Municipal Securities Investment Funds (as Regulated Product)
Sub-Product
Public Funds / RICs
Jurisdiction
US - Federal
Organization
FINRA / MSRB / SEC Exchanges / SIPC / Accountants
Sub-Author
MSRB