SEC Inspector General Hoecker Introduces Himself

Carl W. Hoecker introduced himself as the newly appointed Inspector General of the SEC in a written testimony before the Subcommittee on Financial Services and General Government, Committee on Appropriations, and U.S. House of Representatives. Topics discussed in his testimony included:

  • the role of the OIG;
  • SEC OIG Audits, including audits of rulemaking cost-benefit analyses;
  • SEC OIG Investigations.

View testimony in full here (links externally to SEC website).

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