SEC Opens Registration for the National Investment Adviser Senior Officer Seminar

The SEC opened registration for its national seminar for investment adviser senior officers. The seminar is sponsored by the SEC's compliance outreach program which is a cooperative effort of the SEC Office of Compliance Inspections and Examinations (OCIE), Division of Investment Management, and the Asset Management Unit of the Division of Enforcement. The seminar will take place on April 19, 2016 from 8:30 a.m. to 5:30 p.m. The purpose of the event is to provide guidance for Chief Compliance Officers and other senior personnel at investment companies and investment advisory firms.