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SEC Approves Amendments to Establish Two Optional TRACE Data Delivery Services and Related Fees

The SEC approved amendments to FINRA Rule 7730 to establish two optional TRACE data delivery services and fees in connection with such services.

Effective Date: June 10, 2013.

See: Regulatory Notice 13-09 (the amended rule text is set forth on Attachment A).

Tags

Regulated Activities
Trade Reporting
Sub-Activity
TRACE
Regulated Entities
Broker-Dealers
Regulated Products
Debt
Body of Law
Securities Law
Jurisdiction
US - Federal
Organization
SEC