FINRA Proposal to Adopt Rule on Member Filing and Contact Requirements Published in Federal Register

FINRA proposed to adopt NASD Rules 3170 ("Mandatory Electronic Filing Requirements"), 1150 ("Executive Representative") and 1160 ("Contact Information Requirements") as new FINRA Rule 4517 ("Member Filing and Contact Information Requirements") without any substantive changes in the Federal Register. The changes are effective immediately.

FINRA also proposed to update references and cross-references within other FINRA rules accordingly.

Although the proposal was filed to be effective immediately, comments may be submitted until March 20, 2015.

See: 80 FR 10733.Related news: FINRA Proposes the Adoption of FINRA Rule on Member Filing and Contact Information Requirements (February 12, 2015).