February 25, 2016 FINRA Proposes Change to Nasdaq Trade Facility Reporting Fee FINRA proposed a rule change that would adjust one of the thresholds that are required to qualify for the Media/Contra fee cap under FINRA Rule 7620A. Primary Sources FINRA Rule Change Proposal Premium Content Available only to Premium subscribers. FINRA Rule 7620A: FINRA/Nasdaq Trade Reporting Facility Reporting Fees Tags Regulated Activities Trade Reporting Regulated Entities Broker-Dealers Regulatory Agencies Sub-Entity Securities SROs Body of Law Securities Law Jurisdiction US - Federal Organization FINRA / MSRB / SEC Exchanges / SIPC / Accountants Sub-Author FINRA
Regulated Activities Trade Reporting Regulated Entities Broker-Dealers Regulatory Agencies Sub-Entity Securities SROs Body of Law Securities Law Jurisdiction US - Federal Organization FINRA / MSRB / SEC Exchanges / SIPC / Accountants Sub-Author FINRA