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Upcoming SEC Investor Advisory Committee to Examine Investor Research Initiatives

The SEC Investor Advisory Committee meeting will be held on March 9, 2017. The agenda for the meeting includes review of SEC investor research initiatives, a FINRA 2016 financial capability study, academic research on financial literacy, and unequal voting rights of common stock.

Primary Sources

  1. Agenda: March 9, 2017, Meeting of the SEC Investor Advisory Committee
  2. SEC Press Release: "SEC Announces Agenda for March 9 Investor Advisory Committee Meeting"

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Tags

Regulated Activities
Suitability and Consumer Protection
Regulated Entities
Muni Advisors Traders / Investors / Counterparties
Body of Law
Securities Law
Jurisdiction
US - Federal
Organization
SEC
Sub-Author
SEC Inv. Adv. Comm.