SEC Open Meeting
March 2, 2011
The SEC announced that it will hold an open meeting on March 2 to consider the following matters:
(1) whether to propose regulations as to incentive-based compensation practices at certain financial institutions, as required by Section 956 of Dodd-Frank;
(2) whether to propose rules for the operation and governance of clearing agencies, as required by Dodd-Frank;
(3) whether to re-open the comment period for Regulation MC, relating to the mitigation of conflicts of interest at security-based swap clearing agencies, execution facilities, and national securities exchanges;
(4) whether to propose a new rule and form amendments under the '33 Act and the Investment Company Act relating to references to credit ratings agencies, in accordance with Section 939A of Dodd-Frank.
Cross References
Dodd-Frank §§ 765, 956, 939A