Reg. Tracker: February 16 to February 29

The Cabinet Regulatory Tracker is a list of upcoming comment deadlines and effective dates. Click on the links below to view deadlines from February 16, 2020 to February 29, 2020.

For continuous real-time updates, please consult the Cabinet Regulatory Calendar.

Comment Deadlines

• February 20: FINRA - Rule Change To Amend FINRA Rule 11900 To Except Certain Transactions in Corporate Debt Securities

• February 21: CFTC - Exemption From the Swap Clearing Requirement for Certain Affiliated Entities-Alternative Compliance Frameworks for Anti-Evasionary Measures

• February 25: SEC - Filing Fee Disclosure and Payment Methods Modernization

Effective Dates

• February 20: FDIC - Removal of Transferred OTS Regulations Regarding Regulatory Reporting Requirements, Reports and Audits of State Savings Associations

• February 20: FDIC - Removal of Transferred OTS Regulations Regarding Certain Regulations

• February 22: Bankruptcy Code - Small Business Reorganization Act of 2019

• February 26: CFTC - Amendments to Derivatives Clearing Organization General Provisions and Core Principles

For general information about the Cabinet, or for information about individual and enterprise membership pricing, please contact William Sadd at +1 (212) 993-2818 or [email protected].