FINRA extended the effective date of the margin requirements for Covered Agency Transactions, including "to-be-announced" ("TBA") transactions and other forward-settling agency securities transactions. The effective date was extended from March 25, 2019 to March 25, 2020.
FINRA reminded members that the "risk limit determination requirements became effective on December 15, 2016 and are not affected by this Notice."
The SEC granted a proposal by FINRA to extend the effective date to establish margin requirements for "to-be-announced" or "TBA" transactions and other forward-settling agency securities transactions.
FINRA proposed extending the effective date for certain amendments to FINRA Margin Rule requirements.
The SEC initiated proceedings to determine whether to approve an amended version of a FINRA proposal that would establish margin requirements for "to-be-announced" transactions.
FINRA added a second amendment to its proposal to impose margin requirements on "to-be-announced" transactions.
FINRA announced the effective dates of recently approved rules establishing margin requirements for "to-be-announced" transactions and other forward-settling agency securities transactions.
FINRA released a podcast summary of FINRA news, notices and compliance resources from September 2017.
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