CME, CBOT, NYMEX and COMEX Issue Advisory Regarding Daily Submission of Large Trader, Ownership/Control Reports and Open Interest Data

CME, CBOT, NYMEX and COMEX (the "Exchanges") issued a Market Regulation Advisory Notice that supersedes a previous notice and is being reissued to amend effective dates and compliance dates to reflect CFTC Letter 15-03, which was issued on February 10, 2015.

This Advisory Notice continues to reflect changes to CME Rule 561 in connection with the CFTC Ownership and Control Reports ("OCR"). Rule 561, which pertains to large trader reporting, was amended to require that the submission of Forms 102A and 102B to the Exchanges be in the same form and manner as is required by the CFTC's OCR Rule. CFTC Letter 15-03 allowed additional time for reporting parties to comply with certain reporting requirements of the OCR Rule, which extended relief to dates ranging from September 30, 2015 to February 13, 2017.

Related news: CFTC Issues No-Action Relief from Electronic Reporting Requirements in the OCR Final Rule (Letter 15-03) (February 10, 2015); CME, CBOT, NYMEX and COMEX Issue Advisory Regarding Daily Submission of Large Trader, Ownership/Control Reports and Open Interest Data (January 29, 2015).

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