CFTC Releases Information on Recent Ex Parte Meetings
The CFTC has released information as to the subject of, and participants in, a number of recent meetings between the CFTC staff and the outside world addressing, among other Dodd-Frank topics: (i) SEF registration and (ii) the Position Limits Rule. See below for details of each meeting.
|
DATE |
MEETING WITH | RULEMAKING |
| 02/06/2013More Info | Fidelity
PIMCO Vanguard SIFMA Goldman Sachs Asset Management |
XIII. SEF Registration |
| 02/06/2013More Info | Global Energy
Alpine Group BG North America |
XXVI. Position Limits |
| 02/04/2013 More Info | ISE
Eurex |
I. Registration
XIV. FBOT Registration |
| 02/01/2013 More Info | Eris Exchange | XIII. SEF Registration |