Speech by SEC Commissioner Troy A. Paredes
Speech by SEC Commissioner Troy A. Paredes
February 4, 2011
In a recent speech, SEC Commissioner Troy Paredes discussed, among other things, (i) liability for credit rating agencies; (ii) making Regulation D more broadly available to issuers; and (iii) the benefits to investors of having a wide variety of trading venues and financial products.
Cross References
Securities Act Regulation D