MSRB Identifies Rules for 2019 Retrospective Rule Review

The MSRB identified rules it plans to analyze in 2019 as part of an ongoing retrospective rule review process. The goal of the retrospective review is to ensure that MSRB rules and interpretive guidance are effective in protecting investors, issuers and the public interest.

As part of its retrospective rule review, the MSRB will prioritize:

• the activities of financial advisors (MSRB Rule G-23);
• CUSIP numbers, new issue and market information requirements (MSRB Rule G-34); and
• the availability of board rules (MSRB Rule G-29).