Updated Forex Transactions: A Regulatory Guide

National Futures Association

Forex Transactions: A Regulatory Guide

NFA Guide for forex transactions. Revised and updated to incorporate NFA Compliance Rule 2-48 (Forex Dealer Member Daily Trade Data Reports) as well as amendments to NFA's Financial Requirements for Forex Dealer Members. NFA's forex requirements apply only to Members whose forex activities are

not subject to oversight by another regulator.

Date

February 2011

Cross References

Dodd-Frank Act, Title VII, Sec. 742; CEA Sec. 2(c)(2); 17 CFR Part 5; NFA Compliance Rules 2-41 and 2-48.

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