X

FINRA Proposed Rule Change to Modify "Late Report - T+N" Fee Applicable to Members Using the FINRA/Nasdaq Trade Reporting Facility

FINRA is filing with the SEC a proposed rule change to amend FINRA Rule 7620A to modify the "Late Report - T+N" fee applicable to members that use the FINRA/Nasdaq Trade Reporting Facility (the "FINRA/Nasdaq TRF").

View Proposed Rule Change here (links externally to FINRA website).

Tags

Regulated Activities
Trade Reporting
Sub-Activity
Reports of OTC Trades in Equities
Regulated Entities
Broker-Dealers
Body of Law
Securities Law
Jurisdiction
US - Federal
Organization
FINRA / MSRB / SEC Exchanges / SIPC / Accountants
Sub-Author
FINRA