FINRA Files Amendment to Proposed Rule Change to Require ATS to Report Volume Information

FINRA filed Amendment No. 1 with the SEC to respond to comment letters and to suggest additional clarifying guidance, including adding supplementary material, to its proposed rules to require Alternative Trading Systems ("ATS") to report volume information to FINRA and use unique market participant identifiers. The SEC published a notice and order of the amendment to solicit comments and approve the proposed rule change on an accelerated basis.

See: SEC Notice of Amendment and Request for Comments. Related news: FINRA Files Proposed Rule Change Regarding Reporting Volume Information for Alternative Trading System (October 15, 2013).