Security-Based Swaps: Capital, Margin, and Segregation Requirements; Proposed Rule, Comment Period Extension (SEC - Pre-Fed. Reg. Version)

On November 23, 2012, the SEC published in the Federal Registera proposed rule for public comment to establish capital, margin, and segregation requirements for security-based swap dealers and major security-based swap participants under the Exchange Act and amend capital requirements for broker-dealers.

Comments Due: February 22, 2013.

Click here to view release in full (links externally to SEC website).