FINRA Proposes Extending Expiration Date for Application of Rules to Security-Based Swaps
FINRA proposed extending the expiration date of FINRA Rule 0180 ("Application of Rules to Security-Based Swaps") to September 1, 2021. This rule maintains the status quo, limiting the application of FINRA rules to security-based swaps.
FINRA filed the proposed extension for immediate effectiveness. The exemption was previously set to expire on February 12, 2020.
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