Extension of TRACE Pilot Program

SEC Release (FINRA Rulemaking)

The SEC declared immediately effective a FINRA proposal to extend a pilot program that does not require TRACE reporting of transactions in TRACE-eligible securities executed on an NYSE facility and reported to the NYSE under NYSE rules. The pilot is extended through July 8, 2011.

Date

January 7, 2011

Cross References (links may require a Cabinet subscription)

SEC Release 34-63673