FINRA Regulatory Calendar

FINRA issued an information notice that includes the 2014 due dates for firm filings of Annual Audit, Financial and Operational Combined Uniform Single ("FOCUS") Reports, Form Custody, and FINRA-required supplemental FOCUS Report information, which includes a Supplemental Statement of Income ("SSOI") as well as Off-Balance Sheet ("OBS") Reports. According to the notice, all filings must be received by FINRA by their required due dates in order to avoid penalty fees and/or the suspension of a firm's FINRA membership.

See: FINRA Information Notice.