NFA Notice I-14-01: Additional Reporting Requirements for FCMs for Which NFA Is DSRO

The National Futures Association ("NFA") has issued a notice to members indicating that the NFA is implementing new reporting requirements effective January 14, 2014. According to the notice, the new requirements are intended to improve the NFA's ability to risk-monitor futures commission merchants ("FCMs") for which the NFA is the designated self-regulatory organization ("DSRO").

Under the new reporting requirements, FCMs for which the NFA is the DSRO will be required to report certain specified information to the NFA on a daily, monthly or quarterly basis through the daily segregation report filed through Winjammer. The filing process is described in the NFA notice.

See: NFA Notice 1-14-01.