NASAA Seeks Industry Input Regarding Examination Programs

The North American Securities Administrators Association ("NASAA") is requesting the opinions of financial industry professionals on a job analysis study of the various examinations that may be required for securities professionals in order for them to be registered with the states (the Series 63/65/66 exams). NASAA is requesting financial industry professionals' input on a content survey designed to help determine the necessary knowledge for securities professionals who are required to pass one of these exams.

Surveys must be submitted by 8:00 p.m. ET on February 13, 2015.

See: Content Survey; Press Release.See also: NASAA overview of the state law examinations; NASAA FAQ on the various state law examinations.