January 5, 2011

Guidance for disclosure of conflicts of interests arising from Typical Incentive Fee Arrangements by commodity pool operators and commodity trading advisors

NFA - Notices to Members I-11-01

NFA is providing the guidance based upon a letter from the CFTC's Division of Clearing and Intermediary Oversight to assist members in complying with the requirements as they relate to the disclosure of conflicts of interests arising from the collection of incentive fees by CPOs and CTAs

Date

January 5, 2011

Cross References (links require a Cabinet subscription)

CFTC Rules 4.24(j) and 4.34(j)

Premium Content

Available only to Premium subscribers.

 

Tags