Guidance for disclosure of conflicts of interests arising from Typical Incentive Fee Arrangements by commodity pool operators and commodity trading advisors
NFA - Notices to Members I-11-01 NFA is providing the guidance based upon a letter from the CFTC's Division of Clearing and Intermediary Oversight to assist members in complying with the requirements as they relate to the disclosure of conflicts of interests arising from the collection of incentive fees by CPOs and CTAs Date January 5, 2011 Cross References (links require a Cabinet subscription) CFTC Rules 4.24(j) and 4.34(j)