FINRA Provides Details for Paying BD and IA Final Registration Renewal Statements (FINRA Reg. Notice 16-01)

FINRA provided payment and dispute resolution details to broker-dealers and investment advisors regarding balances due on registration renewal and other fees. These fees are reflected in final statements issued on January 4, 2016. The final statements and reports are available for viewing and printing in Web CRD/IARD systems. These statements represent the status of fees owed for registrations and/or notice filings by broker-dealers, registered representatives, investment adviser firms, investment adviser representatives and branches as of December 31, 2015.