SEC Management Report to Accompany Inspector General Semiannual Report (April 1, 2012 - September 30, 2012)

This Management Report presents the required information for the reporting period between April 1, 2012 and September 30, 2012. Section 5(b) of the Inspector General Act of 1978, as amended, requires the SEC to transmit to the appropriate committees or subcommittees of the U.S. Congress a Management Report, containing certain statistical tables and comments deemed appropriate, to accompany the Office of Inspector General’s (OIG’s) Semiannual Report. Topics in the Management Report include:

• Overview of SEC Audit Follow-Up Activities;
• Reports with Monetary Savings;
• Reports More Than One-Year Old with Pending Corrective Action.

View report in full here (links externally to SEC website).