Regulatory Documents

Below are direct links to collections of regulatory documents and guidance on the Cabinet.

Securities  CEA  Banking  Treasury  DOL, FTC, FERC  President & Congress  Studies & Research


Securities Regulation

SEC | News | Rules | Federal Registers | EventsBibliographies | Briefs | Bulletins | Charts | ComplaintsCourt Decisions | Enforcement ReleasesFact Sheets | FAQs | FormsLaw Firm Analysis | Memoranda | No-Action Letters: Corp Fin; Investment Management; Trading and Markets | Orders | Regulatory GuidanceSpeeches | Staff Accounting Bulletins: Individual, Codified | Staff Legal Bulletins | Statements | Studies and Reports | Telephone Interpretations | Testimony

FINRA | News | Rules | Federal Registers | Events | Comment Letters | Enforcement Actions | Examination Related Letters | Exemptions | FAQs | Interpretative Letters | NoticesRegulatory Guidance | Regulatory Interpretation | Releases | Rule Conversion Charts | Speeches | SRO Rule Filings | Studies and Reports

MSRB | News | Federal Registers | Events | Annual Reports | FAQs | Notices | Regulatory Guidance | SRO Rule Filings | Studies and Reports

Securities Exchanges and Clearing Corps Federal Registers | BATS | BATS EDGA | CBOE | CSE | CTA | FICC | Investors Exchange | ISE Gemini | MIAX Pearl | Nasdaq | NASDAQ BX | Nasdaq Phlx | National Stock Exchange | NSCC | NYSE | NYSE ARCA | NYSE American aka NYSE Mkt | OneChicago/OCC | OPRA

State Law | New York | Delaware | Uniform Law Commission | NASAA

CEA Regulation

CFTC | News | Federal Registers | EventsAdvisory OpinionsBriefs | Charts | Comment Letters | Court Decisions | Enforcement Actions | Exemptions | Fact Sheets | FAQs | Hearings | No-Action Letters | OrdersRegulatory Guidance | Regulatory Interpretation | Releases | Speeches | Statements | Studies and Reports | Testimony

NFA | News | Federal Registers | Events | FAQs | Notices | Regulatory Guidance | SRO Rule Filings | Studies and Reports

Banking Regulation

Federal Reserve Board | News | Federal Registers | Events | FAQs | FormsRegulatory Guidance | Regulatory InterpretationSpeeches | Statements | Studies and Reports | Testimony

FDIC | News | Federal Registers | Events | FAQs | Regulatory Guidance | Speeches | Statements | Studies and Reports

Comptroller | News | Federal Registers | Events | Bulletins & Rescinded Bulletins | Handbooks | Interpretative Letters | Regulatory Guidance | Speeches | Studies and Reports

National Credit Union Administration | News | Federal Registers | Events | Regulatory Guidance | Studies and Reports

CFPB | News | Federal Registers | Events | Annual Reports | Fact Sheets | Regulatory GuidanceStudies and Reports

Treasury and Its Units

Treasury | News | Federal Registers | EventsNo-Action Letters | Studies and Reports

FinCEN | News | Federal Registers | EventsFAQs | Notices | Regulatory Guidance

FSOC | News | Federal Registers | Events | Studies and Reports

Other Regulators

DOL | News | Federal Registers | Events | Advisory Opinions | Exemptions | FAQs | Field Assistance Bulletins | Information Letters | Memoranda | Proposed Rules | Regulatory Guidance | Releases | Studies and Reports

FTC | News | Federal Registers | Court Decisions | Regulatory Guidance | Regulatory Interpretation | Studies and Reports

FERC | News | Federal Registers | Events | Briefs | Law Firm Analysis | Regulatory Guidance | Statements | Studies and Reports

President and Congress

President/White House | News | Federal RegistersMemoranda | Regulatory Guidance | Releases | Studies and Reports

US Congress | News | Bills | Comment Letters | Information Letters | MemorandaRegulatory Guidance | Speeches | Statements | Studies and Reports

Governmental Studies and Industry Comments

Governmental Research Organizations | GAO | OFR | Congressional Research Service | President's Working Group

Global Organizations | IOSCO | Basel | FATF | BIS | Group of Thirty | Hague

Trade Associations | SIFMA | FIA | ISDA | MFA | CFS | ICI | AIMA | STA | ABA | Council of Institutional Investors

Think Tanks