Overview
General Regulatory Requirements
Foreign Boards of Trade ("FBOTs")
Political Contributions (Pay to Play)
This is a collection of pages on the topic of regulatory requirements applicable to commodity trading advisors and commodity pool operators. See also the collections of pages on Broker-Dealers and Advisers and Funds, which cover specific topics related to the regulation of securities and investments.
Foreign Boards of Trade ("FBOTs")
Political Contributions (Pay to Play)
Confirmations and Acknowledgements
Derivatives Clearing Organizations (DCOs)
Govt. Securities Large Position Reports
Large Position / Large Trader Reports
Made Available for Trading / Required Transactions / Blocks
Margin for Swaps and Security-Based Swaps