Partner
Norton Rose Fulbright US LLP
Steven Lofchie is a Partner based in New York. He advises financial institutions and corporate clients on the securities laws and the Commodity Exchange Act, with particular focus on the regulation of broker-dealers, swap dealers, investment funds and other market intermediaries. Steven's transactional practice focuses on securities credit and derivative transactions.
Recent Articles & Comments
There are a number of threads that have run through many of Senator Warren's legislative efforts, but two of the most common are (i) her determination to increase the power of government regulators against private interests (see ) and (ii) her attempts to suppress, rather than engage with, viewpoints that are contrary to her own (see ; ; ; ; . While the Warren bill and its House companion are styled as being "anti-corruption," the likely effect would be to (i) ensure…
Compare and contrast Commissioner Peirce's skeptical statement on ESG disclosure with Commissioner Stein's (see also Cabinet commentary ). There are tremendous benefits to this open dialogue and the fact that the two Commissioners have clearly articulated opposing views.