On January 14, 2022, President Joseph R. Biden sent nominations to the Senate to fill vacancies on the Federal Reserve Board.

A broker-dealer settled FINRA charges for violations of intermarket sweep order regulations and supervisory rules.

FinCEN Acting Director Him Das highlighted new threats, new innovation and public-private partnerships in the transformation of the AML/Counter-Terrorist Financing regulatory regime.

CFTC Commissioner Dawn D. Stump described regulatory challenges presented by financial market innovation.