The United States Court of Appeals for the District of Columbia Circuit denied a petition by Intercontinental Exchange, Inc. and several of its affiliates, including the NYSE, challenging the SEC's regulation of wireless connectivity services to and from the NYSE's Mahwah, NJ data center.

FINRA reminded member firms to fully and promptly execute marketable customer orders by making sure that their supervisory systems are reasonably designed to achieve compliance with this obligation.

A broker-dealer settled FINRA charges for violating the custody rule and for inadequate disclosures on research reports.

Based on an analysis of publicly available information, the CFPB's Office of Minority Women and Inclusion found that "as expected," smaller institutions had fewer diversity and inclusion programs and policies, while larger depository institutions "consistently outperformed" all other institutions in diversity initiatives.