A South Korean telecom company settled SEC charges for books and records and internal accounting controls violations under the Foreign Corrupt Practices Act.

In a new report, the Congressional Research Service provided an in-depth analysis of the SEC's approach towards climate-related financial risk disclosures.

Comments on an SEC proposal to amend its insider trading rules to address concerns about liability coverage abuse are due by April 1, 2022.

Enjoy the long weekend!

Comments on an SEC proposal to amend Form PF are due on March 21, 2022. The Form is used for reporting by certain SEC-registered investment advisers to private funds.