New York Governor Kathy Hochul accelerated the procurement of blockchain analytics technology "to strengthen the [New York State Department of Financial Services] ability to enforce anti-money laundering and Bank Secrecy Act laws."
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An individual settled FINRA charges for participating in a securities transaction without obtaining clearance from his employer firm.
New York firm settled FINRA charges for failure to implement an adequate AML program for transactions involving low-priced securities and foreign financial institutions.
The Fried Frank Regulatory Tracker is a list of comment deadlines and effective dates.
In a new report, the Congressional Research Service reviewed the sanctions imposed on Russia by the United States and other Western nations in response to Russia’s invasion of Ukraine.