Comments must be submitted by June 13, 2022 on proposed amendments to rules and procedures used for federal banking agency admi nistrative hearings and adjudications.

The Cboe BYX Exchange filed a proposal with the SEC to adopt the pilot program for Market-Wide Circuit Breakers on a permanent basis.

The SEC granted exemptive relief to a real estate-related ETF.

The CFPB charged a credit-reporting agency, two of its subsidiaries and one of its senior executives with repeatedly failing to comply with a previously issued law enforcement order.

In the United States District Court for the Southern District of New York, the SEC obtained a final judgment against an adviser and his UK-based financial services firm for engaging in billions of dollars of U.S. securities transactions without registering as a broker-dealer.