OFAC sanctioned an individual, two banks and a trading company for their ongoing support of North Korea's development of weapons of mass destruction and ballistic missile programs.
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SIFMA issued a statement supporting the delay in implementing the Consolidated Audit Trail system until the fourth quarter of 2022.
Banco Popular de Puerto Rico settled potential civil liability for apparent violations of Venezuela Sanctions Regulations.
SEC Investor Advocate Rick A. Fleming will leave the agency on July 1, 2022.
Comments are due by June 30, 2022 for a CFTC proposal to amend the clearing requirement by removing LIBOR and other interbank offered rates and include risk-free rates such as SOFR.