FINRA proposed to shorten the permitted syndicate account settlement timeframe for corporate debt offerings.

The CFTC withdrew no-action relief granted to an event futures market that permitted U.S. persons to make small trades on the outcome of events such as elections.

NASAA extended the comment period on proposed revisions to its Statement of Policy Regarding Real Estate Investment Trusts.

Members of the House Financial Services Committee requested information on diversity and inclusion practices from the United States' 20 largest crypto, web3 and digital asset companies, as well as prominent cryptocurrency venture capital firms.

A broker-dealer settled FINRA charges for failing to supervise a registered representative that engaged in unsuitable and unauthorized trading in a customer's account.