SEC Chair Gary Gensler highlighted proposed policies across various markets that are designed to promote competition, a statutorily mandated task of the SEC.
News & Insights
According to study conducted by Sia Partners, at the request of SIFMA, investors and market makers favor a gradual approach to increased post-trade transparency of data regarding secondary market transactions of Treasury securities.
The FDIC proposed revisions to the guidelines for the appeals process on material supervisory determinations. The revisions would clarify the role of the FDIC's Office of the Ombudsman, an administrative office that focuses on providing informational assistance to organizations under FDIC supervision.
Comments on a joint FRB and FDIC Advance Notice of Proposed Rulemaking soliciting feedback on whether the agencies should strengthen large bank resolution standards are due by December 23, 2022.
The securities exchanges that participate in the Consolidated Audit Trail withdrew proposed amendments to implement a revised funding model and impose a related fee schedule.