The SEC adopted amendments to Exchange Act Rule 10b5-1. The amendments will increase obligations for parties seeking the insider trading safe harbor provisions, including expanded disclosure requirements.

At a hearing before the House Financial Service Committee, FTX's new CEO John J. Ray III testified on the events leading up to the company's collapse.

A broker-dealer settled NYSE Arca charges for failing to apply erroneous order controls in connection with the execution of a customer order.

The SEC awarded more than $20 million to a whistleblower who voluntarily provided original information that led to a successful SEC enforcement action.

The DOJ, the SEC and the CFTC filed actions against FTX and its founder Samuel Bankman-Fried for defrauding U.S.-based and foreign investors, which resulted in billions of dollars in losses and missing customer funds.