The SEC granted no-action relief to a stock life insurance company to file financial statements in accordance with statutory accounting principles in place of GAAP for registration statement filings of certain annuity contracts.

Two Florida resorts agreed to settle with the DOJ for conspiring to fraudulently obtain loan funds provided under the Paycheck Protection Program.

Sia Partners, a global management consultancy, conducted an independent study identifying key market concerns over an SEC proposal that would require U.S. Treasury security transactions and repos to be centrally cleared.

The SEC proposed rule amendments that "modernize" filing procedures through the use of electronic filings. The amendments impact numerous rules and forms.

A CPO/CTA, operating a pool that invests in digital assets, settled CFTC charges for late and inaccurate statements to pool participants and NFA, and related supervisory violations.