ISDA argued the need for clarity in rules that govern the ownership of customer digital assets in the event of an intermediary’s insolvency. In a White Paper, ISDA asserted that the same "traditional and fundamental" protections that have been established through clear legal terms and the segregation of assets can also be applied to digital assets.
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The SEC adopted final amendments to Form PF, the confidential reporting form for certain investment advisers to private funds.
The SEC adopted a new rule that requires issuers to provide additional information on the purpose of their repurchase programs and report more detailed repurchase data on a quarterly or semi-annual basis.
The CFPB proposed a rule to implement consumer protections for residential "Property Assessed Clean Energy" ("PACE") loans.
FINRA set an effective date of June 1, 2023 for amendments to rules on the disclosure of BrokerCheck's designation of "Restricted Firms."