House Financial Services and House Agriculture subcommittees considered testimony on creating digital asset regulation and defining the SEC’s and the CFTC’s related jurisdiction.
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SEC Chair Gary Gensler highlighted SEC efforts, in coordination with Treasury and the Federal Reserve Board, to "enhance the resiliency, efficiency, and competitiveness of the Treasury markets."
FINRA requested comment on potential regulatory measures to support capital-raising and ensure investor protection.
Senate Banking Committee Ranking Member Tim Scott (R-SC) requested information on the impact of SEC rulemakings on climate-related disclosures and private funds for small and emerging businesses.
FINRA recommended practices for broker-dealers when conducting investigations of private placement offerings.